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存在操纵的采购

Procurement with manipulation
Journal of Public Economics · 2026 · [{"name": "Decio Coviello", "affiliation": ["HEC Montréal"]}, {"name": "Andrea Guglielmo", "affiliation": ["AIR"]}, {"name": "Clarissa Lotti", "affiliation": ["Lear (United States)"]}, {"name": "Giancarlo Spagnolo", "affiliation": ["University of Rome Tor Vergata"]}]

中文摘要

利用意大利公共工程数据,我们研究采购行政机构是否以及哪些机构会操纵合同价值,以规避限制自由裁量权的监管阈值,并考察这如何影响采购结果。我们使用聚集估计量,记录到在这些阈值正下方存在大量操纵行为,主要由任命官员而非民选官员领导的行政机构实施。对于实施操纵的行政机构,我们估计了操纵的影响,发现操纵增加了自由裁量程序(限制性招标)的使用,从而减少了投标人数量、工程时长、交付延误和成本超支,但对折价率的影响好坏参半。操纵还增加了将合同重复授予财务风险较低供应商的情况。我们利用一项降低阈值的改革对估计结果进行交叉验证,发现自由裁量权的使用减少,采购结果变差,尤其是延误增加。我们发现,行政机构会迅速适应新规则,但这种调整因行政人员的任职选任方式而呈现异质性,其中任命制行政机构反应最为强烈。一个刻画行政机构可选择是否操纵合同价值的简单模型,为我们解释实证结果提供了指导。

Abstract

Using data from Italian public works, we study whether and which procuring administrations manipulate the value of contracts to avoid crossing regulatory thresholds that limit discretion, and how this impacts procurement outcomes. We use bunching estimators to document substantial manipulation just below these thresholds, mainly performed by administrations led by appointed, rather than elected officials. For the manipulating administrations, we estimate the effects of manipulation and find that it increases the use of discretionary procedures (restricted auctions), thereby reducing the number of bidders, works’ length, delays in delivery, and cost overruns, with mixed effects on rebates. Manipulation also increases repeated awards of contracts to less financially risky suppliers. We cross-validate our estimates using a reform that lowered the thresholds and find less use of discretion, and poorer procurement outcomes, notably increased delays. We find that administrations quickly adjust to the new rules, but heterogeneously based on how administrators are selected in office with appointed administrations reacting the most. A simple model where administrations may choose to manipulate the value of contracts guides the interpretation of our empirical results.
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