Foreign Giants' Broad Shoulders: The Causal Effect of Foreign Ideas on U.S. Innovation
NBER Working Papers · 2026 · Tarek Alexander Hassan、Aakash Kalyani、Juan Cruz Lopez Del Valle
中文摘要
我们通过利用1887年至2024年间提交的1300万件专利全文构建技术的有向“谱系”,研究外国思想在美国创新中的作用。通过追溯哪些早期技术出现在新技术的原始专利中,我们恢复了大规模的技术重组投入—产出网络,据以识别作为美国创新投入的外国技术。我们报告四项主要发现。第一,外国思想无处不在:54%的美国技术至少建立在一种外国投入之上,而最具创造力的美国技术对外国投入的依赖最重。第二,外国思想对美国创新具有较大的因果效应。以移民的历史定居地作为当地血统构成的外生变异来源,我们表明,对某一外国知识暴露更多的美国县会吸收明显更多来自该国的技术,进而发明出明显更多建立在这些技术之上的美国技术。第三,外国思想不仅影响技术变化的水平,还影响其方向:美国县更可能率先开创那些其外国投入已存在于本地思想存量中的特定技术,而外国思想来源地的变化也伴随着美国创新从其历史腹地向沿海地区的转移。第四,这些效应对当地劳动力市场留下持久印记:数十年后,吸收了某一来源国更多思想的县拥有更多运用这些思想的工作岗位,甚至有更多工作涉及由这些思想衍生而来的美国技术。
Abstract
We study the role of foreign ideas in U.S. innovation by constructing a directed “genealogy” of technologies from the full text of 13 million patents filed between 1887 and 2024. By tracing which earlier technologies appear in the founding patents of new ones, we recover a large-scale input–output network of technological recombination that identifies the foreign technologies that serve as inputs into innovation in the United States. We report four main findings. First, foreign ideas are pervasive: 54% of U.S. technologies build on at least one foreign input, and the most fertile U.S. technologies rely on foreign inputs most heavily. Second, foreign ideas have large causal effects on U.S. innovation. Using the historical settlement of migrants as a source of exogenous variation in local ancestry, we show that U.S. counties more exposed to knowledge from a given foreign country absorb substantially more technologies from that country and, in turn, invent significantly more U.S. technologies building on them. Third, foreign ideas shape not only the level but also the direction of technical change: U.S. counties are far more likely to pioneer the specific technologies whose foreign inputs are already in their local idea stock, and the changing origins of foreign ideas accompany the shift of American innovation from its historical heartland toward the coasts. Fourth, these effects leave a lasting imprint on local labor markets: decades later, counties that absorbed more of an origin’s ideas host more jobs working with those ideas, and even more work with the U.S. technologies descended from them.