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种族分野与刑事司法:来自南方州法院的证据

Racial Divisions and Criminal Justice: Evidence from Southern State Courts
American Economic Journal: Economic Policy · 2021 · Benjamin Feigenberg、Conrad Miller

中文摘要

美国刑事司法体系惩罚力度异常严厉。我们检验种族异质性是否为原因之一,利用四个南方州在惩罚严厉程度上的跨辖区差异进行识别。我们采用纳入大量罪名与被告控制变量的固定效应模型,估计辖区对逮捕结果的因果效应。我们利用在多个辖区被起诉的被告来验证估计结果。与选民偏好中群体内偏袒的模型相一致,地方严厉程度与黑人人口占比之间的关系呈倒U形。在各州内部,被告在“峰值”异质性辖区被监禁的可能性比在同质性辖区高27%至54%。我们估计,若所有辖区都采用本州内同质性辖区的严厉程度,监禁率及基于种族的监禁率差距将下降15%。

Abstract

The US criminal justice system is exceptionally punitive. We test whether racial heterogeneity is one cause, exploiting cross-jurisdiction variation in punishment severity in four Southern states. We estimate the causal effect of jurisdiction on arrest outcomes using a fixed effects model that incorporates extensive charge and defendant controls. We validate our estimates using defendants charged in multiple jurisdictions. Consistent with a model of ingroup bias in electorate preferences, the relationship between local severity and Black population share follows an inverted U-shape. Within states, defendants are 27–54 percent more likely to be incarcerated in “peak” heterogeneous jurisdictions than in homogeneous jurisdictions. We estimate that confinement rates and race-based confinement rate gaps would fall by 15 percent if all jurisdictions adopted the severity of homogeneous jurisdictions within their state.
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