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算法推荐与人类裁量权

Algorithmic Recommendations and Human Discretion
Review of Economic Studies · 2025 · [{"name": "Victoria Angelova", "affiliation": ["Harvard University Press"]}, {"name": "Will Dobbie", "affiliation": ["Harvard University Press"]}, {"name": "Crystal Yang", "affiliation": ["Harvard University Press"]}]

中文摘要

摘要 人类决策者经常推翻预测算法生成的建议,但目前尚不清楚这些自由裁量性的推翻究竟是增加了有价值的私人信息,还是重新引入了人类的偏见与错误。在保释决策的背景下,我们开发了新的准实验工具,用以衡量人类对算法行使自由裁量权对决策准确性的影响,即便关注的结果只被选择性地观测到。我们发现,在我们的研究环境中,90%的法官在做出自由裁量性推翻时表现不及算法,其中大多数法官的推翻决策并不优于随机决策。然而,其余10%的法官在做出自由裁量性推翻时,在准确性和公平性方面均优于算法。我们提供了关于法官表现差异背后行为的提示性证据,表明与表现较差的法官相比,表现较好的法官更可能使用相关的私人信息,且不太可能对高度显著的事件反应过度。

Abstract

Abstract Human decision-makers frequently override the recommendations generated by predictive algorithms, but it is unclear whether these discretionary overrides add valuable private information or reintroduce human biases and mistakes. We develop new quasi-experimental tools to measure the impact of human discretion over an algorithm on the accuracy of decisions, even when the outcome of interest is only selectively observed, in the context of bail decisions. We find that 90% of the judges in our setting underperform the algorithm when they make a discretionary override, with most making override decisions that are no better than random. Yet the remaining 10% of judges outperform the algorithm in terms of both accuracy and fairness when they make a discretionary override. We provide suggestive evidence on the behaviour underlying these differences in judge performance, showing that the high-performing judges are more likely to use relevant private information and are less likely to overreact to highly salient events compared to the low-performing judges.
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