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威权社会控制的动态模型

A Dynamic Model of Authoritarian Social Control
Review of Economic Studies · 2024 · [{"name": "Roger Lagunoff", "affiliation": ["Georgetown University"]}]

中文摘要

威权政权经常使用针对性的社会控制——即不平等地执行法律以限制表达自由并强制社会遵从。与此同时,其手段似乎不如过去那样严苛。在该模型中,当局通过构建惩罚与奖励机制,迫使公民遵守其偏好的规范。当局的承诺具有时限性,且取决于关于公民行为的不完美信息信号。给定两个具有相同可观察行为的公民,当局会对较贫穷和/或事前持异见者施加更严厉的惩罚;对较富裕的公民施加较轻的惩罚,则是为了防止“过度遵从”。财富不平等随时间扩大。一些公民变得富裕,成为“走狗”,另一些则因财产被没收而陷入赤贫。在国家能力较高的稳定政权中,当局会减少惩罚和/或增加奖励,允许公民积累财富,从而在长期实现社会遵从与平衡增长。在国家能力较低的不稳定政权中,公民分裂为富裕走狗与赤贫无产者两个群体。

Abstract

Abstract Authoritarian regimes often use targeted social control—unequal application of the law to limit expressive freedom and enforce social conformity. At the same time, their methods appear less draconian than in the past. In this model, an authority structures punishments and rewards to compel adherence to its preferred norm. The authority’s commitment is time-limited and depends on imperfectly informative signals of a citizen’s behaviour. Given two citizens with the same observed behaviour, the authority imposes harsher punishments on the poorer and/or ex ante dissident individual. Lighter punishments are imposed on the wealthier citizen to prevent “over-compliance”. Wealth inequality increases over time. Some citizens become prosperous “lackeys” while others become destitute from confiscation. In stable regimes with high state capacity, the authority reduces punishments and/or increases rewards to allow citizens to accumulate wealth, leading to social conformity and balanced growth in the long run. In unstable regimes with low capacity, the citizenry splits into groups of wealthy lackeys and destitute proles.
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