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人类增强技术:关于私人需求与治理偏好的调查实验

Human Enhancement Technologies: A Survey Experiment on Private Demand and Governance Preferences.
NBER Working Papers · 2026 · Giovanni Immordino、Mario Macis、Immacolata Marino、Fabrizio Panebianco

中文摘要

当一项新技术有望带来巨大的私人收益,却可能产生市场未予定价的社会成本时,对它的需求未必能反映公民希望如何对其进行治理。我们利用一项具有美国全国代表性的调查实验(N=5,556)考察这一问题,该实验聚焦人类增强技术(HET)。实验在不同情境描述中随机设定收益领域、作用机制、可遗传性、用途和风险;针对每位受访者被分配的情境,我们询问其自陈的采用意愿、偏好的监管方式以及伦理和社会关切。总体而言,约53%的受访者表示会采用。将技术表述为增强型而非修复型,会使采用率降低约5个百分点,其影响与严重副作用特征相当。约28%的受访者无论收益如何都不会采用。这种拒绝绝大部分是由增强型表述而非风险所驱动,与相当一部分亚群体存在非补偿性约束的解释一致。大多数愿意采用者仍支持严格监管,而大多数绝不采用者并不希望禁止他人采用。生产率增强在所有属性中引发的伦理关切最多,却受到的监管最少,受访者还倾向于补贴而非征税以促进其采用,这与关注可及性而非安全性的解释一致。因此,私人需求并不能可靠反映公民所期望的治理方式,我们记录的这种分歧为监管者寻求使技术变革的方向与社会价值观和优先事项相一致提供了依据。

Abstract

When a new technology promises large private benefits but may impose social costs that markets do not price, demand need not reveal how citizens want it governed. We examine this using a nationally representative U.S. survey experiment (N=5,556) on human enhancement technologies (HET). The experiment randomizes benefit domain, mechanism, heritability, purpose, and risk across vignettes; for each respondent’s assigned vignette, we elicit stated adoption, preferred regulation, and ethical and societal concerns. Overall, about 53% would adopt. Framing the technology as enhancing rather than restorative lowers adoption by about five percentage points, as much as a severe side-effect profile. About 28% would not adopt at any benefit. This refusal is driven overwhelmingly by the enhancing framing rather than by risk, consistent with a non-compensatory constraint for a substantial subgroup. Most who would adopt still favor strict regulation, and most who would never adopt do not wish to forbid others from doing so. Productivity enhancement generates the most ethical concern of any attribute but attracts the least regulation, and respondents favor subsidizing rather than taxing its adoption, consistent with a concern about access rather than safety. Private demand is therefore an unreliable guide to the governance citizens want, and the divergence we document provides a basis for regulators seeking to align the direction of technical change with societal values and priorities.
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