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人类增强技术:关于私人需求与治理偏好的调查实验

Human Enhancement Technologies: A Survey Experiment on Private Demand and Governance Preferences.
NBER Working Papers · 2026 · [{"name": "Giovanni Immordino", "affiliation": []}, {"name": "Mario Macis", "affiliation": []}, {"name": "Immacolata Marino", "affiliation": []}, {"name": "Fabrizio Panebianco", "affiliation": []}]

中文摘要

当一项新技术承诺带来巨大的私人收益,但可能施加市场未定价的社会成本时,需求未必能揭示公民希望如何对其进行治理。我们使用一项关于人类增强技术(HET)的美国全国代表性调查实验(N=5,556)来检验这一问题。该实验在情境描述中随机化利益领域、机制、可遗传性、目的和风险;针对每位受访者被分配到的情境,我们征询其陈述的采用意愿、偏好的监管方式以及伦理和社会关切。总体而言,约53%的人会采用。将该技术描述为增强性而非恢复性,会使采用率降低约五个百分点,其影响与严重的副作用特征相当。约28%的人无论收益多大都不会采用。这种拒绝绝大多数是由增强性框架而非风险驱动的,这与相当一部分子群体存在非补偿性约束的情况一致。大多数会采用的人仍然支持严格监管,而大多数永远不会采用的人并不希望禁止他人采用。生产力增强在所有属性中引发的伦理关切最多,但受到的监管却最少,受访者倾向于补贴而非征税来促进其采用,这与对可及性而非安全性的关注一致。因此,私人需求并非公民所期望治理方式的可靠指南,我们所记录的这种分歧为监管者提供了依据,以寻求使技术变革的方向与社会价值观和优先事项相一致。

Abstract

When a new technology promises large private benefits but may impose social costs that markets do not price, demand need not reveal how citizens want it governed. We examine this using a nationally representative U.S. survey experiment (N=5,556) on human enhancement technologies (HET). The experiment randomizes benefit domain, mechanism, heritability, purpose, and risk across vignettes; for each respondent’s assigned vignette, we elicit stated adoption, preferred regulation, and ethical and societal concerns. Overall, about 53% would adopt. Framing the technology as enhancing rather than restorative lowers adoption by about five percentage points, as much as a severe side-effect profile. About 28% would not adopt at any benefit. This refusal is driven overwhelmingly by the enhancing framing rather than by risk, consistent with a non-compensatory constraint for a substantial subgroup. Most who would adopt still favor strict regulation, and most who would never adopt do not wish to forbid others from doing so. Productivity enhancement generates the most ethical concern of any attribute but attracts the least regulation, and respondents favor subsidizing rather than taxing its adoption, consistent with a concern about access rather than safety. Private demand is therefore an unreliable guide to the governance citizens want, and the divergence we document provides a basis for regulators seeking to align the direction of technical change with societal values and priorities.
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