NBER Working Papers · 2026 · Ina Ganguli、Jeffrey Lin、Vitaly Meursault、Nicholas F. Reynolds
中文摘要
近两个世纪以来,美国的发明日益呈现差异化:不仅发明者之间正面碰撞的情况减少,相邻发明之间的距离也在扩大。我们将经过验证的神经语言模型应用于1,100多万件美国专利(1836—2023年)的权利要求全文,记录了这种相似性长期下降的趋势;作为独立同时发明的一项度量指标,专利抵触程序发生率下降了98%,也印证了这一趋势。准确衡量这一现象需要进行验证,因为对同一专利文本采用不同的表征方式,可能会就发明究竟趋于聚合还是分散得出相反结论。我们的验证框架是首个针对专利文本的系统性比较框架,可用于从这些表征方式中进行筛选。我们构建了一个空间竞争模型,其中发明者在思想空间中选择位置。该模型解释了分散现象,并将其与若干已有独立研究记录的规律联系起来——每位发明者的研发投入上升、专利价值提高、知识溢出减弱以及研究生产率下降。其机制是空间性的:随着发明者为开拓新领域而分散布局,发明变得更有价值,但他人吸收这些发明的成本也随之上升。由此,该模型将溢出强度、创新步长和研究生产率从固定的原始参数转变为发明者定位的结果。经过校准的分解分析表明,美国研究生产率的长期下降约有40%可归因于这些空间力量,此外还有知识枯竭和知识负担等传统解释并存。就经济增长而言,发明者在思想空间中彼此的相对位置与发明者的数量同等重要。
Abstract
Over nearly two centuries, US inventions have become increasingly dissimilar: not just fewer head-to-head collisions between inventors, but growing distance between neighboring inventions. We document this secular decline in similarity using validated neural language models applied to the full text of claims in over 11 million US patents (1836–2023), corroborated by a 98% decline in patent interference rates, a measure of independent simultaneous invention. Measuring this correctly requires validation, since different representations of the same patent text can yield opposite conclusions about whether inventions are converging or spreading out. Our validation framework, the first systematic comparison for patent text, selects among these representations. We develop a spatial competition model in which inventors choose locations in idea space. The model explains spreading out and connects it to several independently documented patterns — rising R&D investment per inventor, increasing patent values, weakening knowledge spillovers, and declining research productivity. The mechanism is spatial; as inventors spread out to capture new territory, inventions become more valuable but also more costly for others to absorb. In doing so, the model turns spillover intensity, innovation step size, and research productivity from fixed primitives into outcomes of inventor positioning. A calibrated decomposition attributes roughly 40% of the long-run decline in US research productivity to these spatial forces, alongside traditional explanations such as fishing out and the burden of knowledge. Where inventors stand relative to each other in idea space matters as much for growth as how many of them there are.