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反馈与学习:改判对司法决策的因果效应

Feedback and Learning: The Causal Effects of Reversals on Judicial Decision-Making
Review of Economic Studies · 2024 · [{"name": "Manudeep Bhuller", "affiliation": ["University of Oslo"]}, {"name": "Henrik Sigstad", "affiliation": ["BI Norwegian Business School"]}]

中文摘要

法官是否会对其裁决被改判做出反应?我们利用挪威刑事司法系统中案件在两个审理阶段之间的随机分配,并构建了一个将初审法院裁决与上诉法院改判情况相匹配的新数据集,就司法决策中的反馈效应提供了因果证据。通过利用随机分配的上诉合议庭在改判初审法院裁决倾向上的差异,我们发现,量刑被改判的初审法院法官会在未来案件中沿改判方向调整判处监禁刑的可能性,以此作出回应。这一结果与贝叶斯学习模型一致:先验信念较弱的法官反应更强,且对应于更强信号的改判也会引发更强反应。然而,我们的估计同时表明,与贝叶斯法则相比,法官对改判存在过度反应。

Abstract

Abstract Do judges respond to reversals of their decisions? Using random assignment of cases across two stages of the criminal justice system in Norway and a novel dataset linking trial court decisions to reversals in appeals courts, we provide causal evidence on feedback effects in judicial decision-making. By exploiting differences in the tendencies of randomly assigned appeal panels to reverse trial court decisions, we show that trial court judges who receive a reversal of a sentence respond by updating the likelihood of imposing a prison sentence in the direction of the reversal in future cases. Consistent with a Bayesian learning model, we find that the responses are stronger for judges with weaker priors and for reversals corresponding to stronger signals. Our estimates, however, also indicate that judges overreact to reversals compared to Bayes’ rule.
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