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创业与最高边际税率

Entrepreneurship and top marginal tax rates
Journal of Public Economics · 2026 · Zhigang Ge

中文摘要

本文研究高收入创业者的税收问题,重点关注其收入通过财富随时间变化而产生的响应机制。本文构建了一个纳入该机制的税收公式,并在一个量化模型中对其进行评估。结果表明,由财富变化驱动的收入调整对于在长期内形成较低的创业者最优最高边际税率至关重要。然而,当同时考虑包含短期因素的转型动态时,创业者的最优最高边际税率会变得与针对劳动者所建议的税率一样高。

Abstract

This paper studies the taxation of high-income entrepreneurs, with a focus on their income responses operating through wealth changes over time. I develop a tax formula that incorporates this mechanism and evaluate it within a quantitative model. The results show that income adjustments driven by wealth changes are crucial for generating a low optimal top marginal tax rate for entrepreneurs in the long run. However, when transitional dynamics that also include short-term considerations are taken into account, the optimal top marginal tax rates for entrepreneurs become as high as those suggested for workers.
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