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现实增值税制度中的税负归宿

VAT incidence in real VAT systems
Journal of Public Economics · 2025 · Giacomo Brusco、Tejaswi Velayudhan

中文摘要

本文研究存在基于企业规模的免税政策时,增值税(VAT)对价格的影响;在发展中经济体中,免税门槛通常设定在企业规模分布中相对较高的位置。除税负归宿的标准决定因素外,我们表明,增值税向消费者价格的传导还取决于应税商品中已登记与未登记品种之间的可替代性、上游环节的传导程度,以及已登记与未登记供应链之间的分隔程度。免税政策还可能扭曲所生产商品的质量。我们表明,在印度增值税制度下,这些机制在经验上具有重要意义:即使是在未登记企业消费的人,也仍然承担了部分税负。

Abstract

This paper studies the price impacts of Value Added Tax (VAT) in the presence of size-based exemptions, which are set relatively high in the firm-size distribution in developing contexts. In addition to the standard determinants of tax incidence, we show that pass-through of VAT to consumer prices will depend on the substitutability of registered and unregistered varieties of taxed goods, on pass-through at upstream stages, and on the extent of segregation between registered and unregistered supply chains. The exemption can also distort the quality of goods produced. We show that these mechanisms are empirically important in the context of a VAT in India, where those who consume at unregistered firms nevertheless bear some of the tax burden.
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