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全球衍生品市场改革的非预期后果

Unintended Consequences of the Global Derivatives Market Reform
Journal of the European Economic Association · 2020 · Pauline Gandré、Mike Mariathasan、Ouarda Merrouche、Steven Ongena

中文摘要

在全球场外交易(OTC)衍生品市场改革于美国率先实施且相关交易成本上升后,美国银行将多达60%的场外衍生品业务转移至境外,尤其是监管较为宽松的司法辖区。与监管套利节约成本的动机一致,我们发现,这种业务外迁是由改革中成本更高的部分所驱动,并随后导致互换利差收窄。我们进一步表明,随着更多业务转移至监管更为宽松的司法辖区,这种监管套利会导致金融风险上升。

Abstract

Abstract Following the early implementation of the global over-the-counter (OTC) derivatives market reform in the USA and the associated increase in trading costs, US banks shifted up to 60% of their OTC derivatives activity abroad, particularly toward less regulated jurisdictions. Consistent with a cost saving incentive of regulatory arbitrage, we find that this flight abroad is driven by costlier blocks of the reform and subsequently causes a narrowing of swap spreads. We further show that this regulatory arbitrage causes an increase in financial risk as more activity is shifted to more lenient jurisdictions.
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