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庇护主义与官僚体系发展的动态理论

A dynamic theory on clientelism and bureaucratic development
Journal of Development Economics · 2024 · Nobuhiro Mizuno、Ryosuke Okazawa

中文摘要

本研究构建了一个官僚体系发展模型,为弱国家陷阱和国家性优先假说提供理论基础。在我们的模型中,公共物品生产取决于官僚的教育水平和官僚制度的质量。将在选举中与挑战者竞争的现任者可以投资于制度,并实施排除庇护性招募的文官制度改革。我们表明,当继承而来的官僚制度质量较低时,现任者会偏好庇护主义。此外,在庇护主义下,现任者几乎没有投资于制度的激励。这些结果使过去与当前的官僚制度之间形成动态互补性,模型因而呈现多重稳态。此外,选举权扩展会进一步提高未受教育的庇护对象的政治影响力,并增加庇护主义对现任者的价值。因此,如果选举权扩展发生在官僚制度得到充分发展之前,社会就可能陷入弱国家陷阱。

Abstract

This study constructs a model of bureaucratic development to provide theoretical foundations for weak-state traps and the stateness-first hypothesis. In our model, public goods production depends on the educational quality of bureaucrats and the quality of bureaucratic institutions. An incumbent, who will compete with a challenger in an election, can invest in institutions and implement civil service reforms that exclude clientelistic recruitment. We show that the incumbent will prefer clientelism when the inherited quality of bureaucratic institutions is low. Furthermore, the incumbent has few incentives to invest in institutions under clientelism. These results lead to dynamic complementarity between the past and present bureaucratic institutions, and the model exhibits multiple steady states. Furthermore, franchise extensions give uneducated clients further political influence and increase the value of clientelism for the incumbent. Hence, franchise extensions that occur before the bureaucratic institutions develop enough can cause a society to fall into a weak-state trap.
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