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主导少数族群统治下的能力—忠诚权衡:以满族统治(1650—1911年)为例

Competence-loyalty tradeoff under dominant minority rule: The case of Manchu rule, 1650-1911
Journal of Public Economics · 2023 · Shuo Chen、Xinyu Fan、Liwen Xu、Xun Yan

中文摘要

本文考察了作为主导少数族群的约一百万满族人,如何在267年间部分依赖一种跨族群人事策略,统治超过一亿汉人。在这一策略下,汉族精英被任命处理日常行政事务,并由配置在其上的满族上级官员负责监督。我们发现,地方极端天气越频繁——以此作为治理复杂性的代理变量——采用此类跨族群安排的可能性就越高。在汉族精英积累了更多自由裁量权的地区,这种关联更强。此外,跨族群策略与更好的地方经济发展、更高效的政策执行以及对帝国权威认同的增强相关联。

Abstract

This paper examines how a million Manchus, as a dominant minority, partly relied on a cross-ethnic personnel strategy to rule over 100 million Han Chinese for 267 years. Under this strategy, Han elites were appointed to handle daily administrative issues, on top of whom Manchu superiors were assigned for oversight. We find that more frequent local extreme weather – a proxy for governance complexity – led to higher likelihood of such cross-ethnic arrangements. This link is stronger in regions where Han elites accumulated more discretionary power. Moreover, the cross-ethnic strategy was associated with better local economic development, more efficient policy execution, and enhanced recognition of imperial authority.
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