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权力结构与制度兼容性理论:重新审视中国与欧洲的比较

A Theory of Power Structure and Institutional Compatibility: China versus Europe Revisited
Journal of the European Economic Association · 2023 · Ruixue Jia、Gérard Roland、Yang Xie

中文摘要

为更好地理解跨时空的制度差异,我们提出一个关于社会中统治者、精英和民众三方之间权力结构的二维框架:统治者对精英和民众的绝对权力程度,以及精英与民众在日常权利与权力方面的不对称程度。在这一框架内,我们表明,绝对权力更大的统治者偏好更为平衡的精英—民众关系。这一理论尤其有助于调和有关帝制中国与前现代欧洲比较的以下观点:欧洲统治者的绝对权力较弱,而中国的精英—民众关系更为平衡;这些观点在一维或两等级框架下会显得相互矛盾。更广泛地说,我们的方法也有助于解释具体制度以及权力结构的其他差异。

Abstract

Abstract To better understand institutional differences across space and time, we propose a two-dimensional framework of the power structure among three players in society: the degree of absolute power of the Ruler over the Elites and the People, and the degree of asymmetry between the latter two in terms of their everyday rights and power. Within this framework, we show that a more absolutist Ruler prefers a more balanced Elite–People relationship. This theory helps in particular to reconcile views on the comparison between imperial China and premodern Europe that would seem contradictory in one-dimensional or two-estate frameworks: the Ruler’s absolute power was weaker in Europe, whereas the Elite–People relationship was more balanced in China. Our approach also helps more generally to interpret specific institutions and other variations in power structures.
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