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调查中的选择:使用随机激励来检测和处理无应答偏误

Selection in Surveys: Using Randomized Incentives to Detect and Account for Nonresponse Bias
Review of Economic Studies · 2026 · Deniz Dutz、Ingrid Huitfeldt、Santiago Lacouture、Magne Mogstad、Alexander Torgovitsky、Winnie van Dijk

中文摘要

我们展示了如何使用随机参与激励来检验和处理调查中的无应答偏误。我们首先使用一项关于劳动力市场状况的调查数据,并将其与全人口行政数据相链接,以提供调查参与者与未参与者在劳动力市场结果上存在巨大差异的证据,而这种差异对于仅能获取调查数据的分析者而言是无法观测的。即使在修正了可观测特征之后,这些差异依然存在。随后,我们利用调查中的随机激励直接检验无应答偏误,并发现了存在实质性偏误的证据。接下来,我们应用一系列现有的处理无应答偏误的方法,发现它们产生的边界(或点估计)要么很宽,要么远离基准真值。我们通过更仔细地考察参与的决定因素来研究这些方法失效的原因,发现参与者的构成对激励和提醒邮件的反应呈相反方向变化。我们构建了一个参与模型,允许参与决策中存在两个维度的不可观测异质性。将该模型应用于我们的数据,产生的边界(或点估计)比其他方法更窄且更接近基准真值。我们的结果突出了在调查中加入随机参与激励的益处。对于能够将随机激励嵌入其调查的研究者而言,这里的检验程序和偏误调整方法可能都是有吸引力的工具。

Abstract

Abstract We show how to use randomized participation incentives to test and account for nonresponse bias in surveys. We first use data from a survey about labour market conditions, linked to full-population administrative data, to provide evidence of large differences in labour market outcomes between survey participants and nonparticipants, differences which would not be observable to an analyst who only has access to the survey data. These differences persist even after correcting for observable characteristics. We then use the randomized incentives in our survey to directly test for nonresponse bias and find evidence of substantial bias. Next, we apply a range of existing methods that account for nonresponse bias and find they produce bounds (or point estimates) that are either wide or far from the ground truth. We investigate the failure of these methods by taking a closer look at the determinants of participation, finding that the composition of participants changes in opposite directions in response to incentives and reminder emails. We develop a model of participation that allows for two dimensions of unobserved heterogeneity in the participation decision. Applying the model to our data produces bounds (or point estimates) that are narrower and closer to the ground truth than the other methods. Our results highlight the benefits of including randomized participation incentives in surveys. Both the testing procedure and the methods for bias adjustment may be attractive tools for researchers who are able to embed randomized incentives into their survey.
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