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为创新筛选产权

Screening Property Rights for Innovation
Econometrica · 2026 · William Matcham、Mark Schankerman

中文摘要

我们构建了一个纳入激励、内在动机和多轮谈判的专利筛选动态结构模型。我们利用自然语言处理构建专利距离指标,将其与审查员决策的详细数据相结合,从而估计该模型并研究申请人与审查员的策略性决策。利用估计得到的模型,我们量化了美国专利局的有效性,并评估了反事实政策改革。我们发现,在现行可专利性标准下,专利筛选具有中等程度的有效性。审查员表现出很强的内在动机,这大幅提高了筛选质量。我们估算出专利筛选的年度社会成本为153.8亿美元,相当于美国私营部门研发总支出的5%,并表明限制谈判轮数的改革能够显著降低社会成本。

Abstract

We develop a dynamic structural model of patent screening incorporating incentives, intrinsic motivation, and multiround negotiation. We use natural language processing to create a measure of patent distance, which together with detailed data on examiner decisions, enables us to estimate the model and study strategic decisions by applicants and examiners. Using the estimated model, we quantify the effectiveness of the U.S. Patent Office and evaluate counterfactual policy reforms. We find that patent screening is moderately effective, given the existing standards for patentability. Examiners exhibit substantial intrinsic motivation that strongly improves screening quality. We quantify the annual social costs of patent screening at $15.38bn, equivalent to 5% of total private sector R&D in the U.S. and show that reforms limiting the number of rounds of negotiation significantly reduce social costs.
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