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威慑:一位犯罪学家为经济学家撰写的证据综述

Deterrence: A Review of the Evidence by a Criminologist for Economists
Annual Review of Economics · 2013 · Daniel S. Nagin

中文摘要

本文综述了关于警察、监禁和死刑威慑效应的证据,并进一步总结了关于制裁风险认知的已有知识。关于警力在场情况变化的研究,无论这种变化是通过改变警力数量还是调整其战略部署实现的,都一致发现了威慑效应的证据。对于在已经很长的刑期基础上进一步延长刑期的威慑效应,相关研究至多发现有限的威慑效应。关于死刑威慑效应的研究未能就这一问题提供有用信息。本文确定了未来研究中应高度优先考虑的四个领域:建立并检验一个关于惩罚威胁与惩罚经历所产生影响的综合模型;测量人们对制裁制度的认知;建立并检验犯罪机会理论;估计较短刑期的威慑效应,并识别具有较强威慑力的政策。

Abstract

This article reviews the evidence on the deterrent effect of police, imprisonment, and capital punishment and additionally summarizes knowledge of sanction risk perceptions. Studies of changes in police presence, whether achieved by changes in police numbers or in their strategic deployment, consistently find evidence of deterrent effects. Studies of the deterrent effect of increases in already long prison sentences find at most a modest deterrent effect. Studies of the deterrent effect of capital punishment provide no useful information on the topic. Four high-priority areas for future research are identified: developing and testing an integrated model of the effects of the threat and experience of punishment, measuring perceptions of sanction regimes, developing and testing a theory of criminal opportunities, and estimating the deterrent effect of shorter prison sentences and identifying high-deterrence policies.
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