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中国地方选举的兴衰

The Rise and Fall of Local Elections in China
American Economic Review · 2022 · Mónica Martínez-Bravo、Gerard Padró i Miquel、Nancy Qian、Yang Yao

中文摘要

我们提出,专制统治者在官僚体系能力较低时会引入地方选举。地方选举利用公民的信息优势,促使地方官员对其行为负责,但也会削弱纵向控制。随着官僚体系能力的增强,专制统治者会限制民选机构的作用,以重新获得纵向控制。我们认为,这些见解可以解释中国农村引入村级选举以及多年后村庄自治受到削弱的现象。我们构建了一个新数据集,记录了近四十年的政治改革、政策结果和实际权力。我们发现,引入选举改善了受民众欢迎的政策,并削弱了不受民众欢迎的政策。地区政府资源的增加导致村庄自治的丧失,但偏远村庄的自治损失程度较小。这些模式与从组织视角理解专制政体内地方选举的观点一致。

Abstract

We posit that autocrats introduce local elections when their bureaucratic capacity is low. Local elections exploit citizens’ informational advantage in keeping local officials accountable, but they also weaken vertical control. As bureaucratic capacity increases, the autocrat limits the role of elected bodies to regain vertical control. We argue that these insights can explain the introduction of village elections in rural China and the subsequent erosion of village autonomy years later. We construct a novel dataset to document political reforms, policy outcomes, and de facto power for almost four decades. We find that the introduction of elections improves popular policies and weakens unpopular ones. Increases in regional government resources lead to loss of village autonomy, but less so in remote villages. These patterns are consistent with an organizational view of local elections within autocracies. (JEL D72, D73, D83, O17, O18, P25, P26)
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