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社会流动性与民主的稳定性:重新评估托克维尔*

Social Mobility and Stability of Democracy: Reevaluating De Tocqueville*
Quarterly Journal of Economics · 2017 · Daron Acemoğlu、Georgy Egorov、Konstantin Sonin

中文摘要

一个常与托克维尔联系在一起的、有影响力的论点将社会流动性视为民主的堡垒:当某一社会群体的成员预期在不久的将来加入其他社会群体时,他们将这些群体排除在政治过程之外的理由应当更少。本文运用动态政治经济学模型考察这一假说。我们的模型不仅将这一论点形式化,还揭示了其局限,阐明了一种使民主在社会流动性较高的社会中更不稳定的稳健理论机制:当中位选民预期向上流动时,她会倾向于赋予较贫穷的社会群体更少的话语权;当她预期向下流动时,则会倾向于赋予较富裕的社会群体更少的话语权。我们的理论分析表明,在存在社会流动性的情况下,个体的政治偏好取决于其各个“未来自我”可能相互冲突的偏好,而制度的演化则由不同时点上处于同一社会位置的个体之间的隐性互动所决定。

Abstract

An influential thesis often associated with de Tocqueville views social mobility as a bulwark of democracy: when members of a social group expect to join the ranks of other social groups in the near future, they should have less reason to exclude these other groups from the political process. In this article, we investigate this hypothesis using a dynamic model of political economy. As well as formalizing this argument, our model demonstrates its limits, elucidating a robust theoretical force making democracy less stable in societies with high social mobility: when the median voter expects to move up (respectively down), she would prefer to give less voice to poorer (respectively richer) social groups. Our theoretical analysis shows that in the presence of social mobility, the political preferences of an individual depend on the potentially conflicting preferences of her “future selves,” and that the evolution of institutions is determined through the implicit interaction between occupants of the same social niche at different points in time.
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