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农业中的隐形威胁:滞后干旱如何扭曲投入决策并造成环境无谓损失

The phantom menace in agriculture: How lagged droughts distort input decisions and create environmental deadweight loss
Journal of Development Economics · 2026 · [{"name": "Dingqiang Sun", "affiliation": ["Nanjing Agricultural University"]}, {"name": "Xueting Qie", "affiliation": ["Nanjing Agricultural University"]}, {"name": "Kaixing Huang", "affiliation": ["Peking University"]}]

中文摘要

过度使用化学肥料正在全球范围内损害生态系统和人类健康。本研究识别出化肥过度使用的一个显著且新颖的相关因素:农民对滞后干旱的反应。利用中国玉米生产的独特地块层面数据,我们发现,虽然任一年份的干旱冲击本身是相互独立的,但上一年发生干旱会使当年化肥使用量增加17.6%,且对产量没有正向影响。一个简单的外推表明,这种行为反应每年可能导致中国化肥过度使用量达115万吨,对应的货币成本为5.09亿美元,造成的水污染影响20亿至70亿立方米水体,并产生930万吨碳排放。尽管我们无法区分这种化肥过度使用究竟源于行为偏误,还是源于干旱后土壤氮素可利用性可能下降所引发的合理反应,但化肥使用增加并未带来产量收益这一发现,加上气候变化下干旱频率预计上升,凸显了采取缓解措施的迫切必要性。我们认为,灌溉投资、推动土地向高生产率农民集中,以及推广耐旱作物品种,是应对这一复杂问题的关键路径——无论其根本原因是行为偏误还是农学上的必要性。

Abstract

Excessive chemical fertilizer use damages ecosystems and human health globally. This study identifies a significant and novel correlate of fertilizer overuse: farmers’ responses to lagged droughts. Employing unique plot-level data from maize production in China, we find that while drought shocks in any given year are independent, a drought in the previous year increases fertilizer use in the current year by 17.6%, with no positive effect on yield. A simple extrapolation suggests this behavioral response could account for an annual total fertilizer overuse of 1.15 million tons in China, translating to a monetary cost of 509 million USD, water pollution affecting 2–7 billion m 3 , and carbon emissions of 9.3 million tons. While we cannot distinguish whether the fertilizer overuse is due to behavioral bias or a response to potentially lower soil nitrogen availability following a drought, the finding that the increased fertilizer use provides no yield benefit, combined with the projected increase in drought frequency under climate change, underscores the urgent need for mitigation. We identify investment in irrigation, land consolidation toward high-productivity farmers, and the promotion of drought-tolerant crop varieties as key approaches to addressing this complex issue, whether its root cause is behavioral bias or agronomic necessity.
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