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分解政治极化

Unbundling Polarization
Econometrica · 2020 · Nathan Canen、Chad Kendall、Francesco Trebbi

中文摘要

本文考察政治极化的决定因素,这一现象在西方民主国家中日益重要。极化在多大程度上由政治家意识形态的分歧所驱动?又在多大程度上源于政党控制其成员能力的变化?我们利用美国国会关于政党纪律的详细内部信息——1977—1986年党鞭对议员投票意向的摸底统计数据——来识别一个立法活动的经济模型并进行结构估计,其中议程选择、政党纪律和议员投票均为内生的。该模型给出了政治家意识形态偏好和政党控制程度的估计,并使我们能够评估极化通过议程设定(即策略性地推进哪些替代现状的方案)所产生的影响。我们发现,在这一时期的立法投票中,政党可解释约40%的政治极化,而这一时期正处于美国政治极化进程中的关键转折点。我们还表明,若不存在政党控制,历史上具有重要意义的经济政策本会无法通过,或失去大量支持。反事实分析表明,政党控制对某一给定法案的通过概率具有重要影响,而意识形态偏好的极化对政策选择的影响更大,会导致不同的法案被提上议程。

Abstract

This paper investigates the determinants of political polarization, a phenomenon of increasing relevance in Western democracies. How much of polarization is driven by divergence in the ideologies of politicians? How much is instead the result of changes in the capacity of parties to control their members? We use detailed internal information on party discipline in the context of the U.S. Congress—whip count data for 1977–1986—to identify and structurally estimate an economic model of legislative activity in which agenda selection, party discipline, and member votes are endogenous. The model delivers estimates of the ideological preferences of politicians, the extent of party control, and allows us to assess the effects of polarization through agenda setting (i.e., which alternatives to a status quo are strategically pursued). We find that parties account for approximately 40% of the political polarization in legislative voting over this time period, a critical inflection point in U.S. polarization. We also show that, absent party control, historically significant economic policies would have not passed or lost substantial support. Counterfactual exercises establish that party control is highly relevant for the probability of success of a given bill and that polarization in ideological preferences is more consequential for policy selection, resulting in different bills being pursued.
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