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监禁如何影响再犯?估计剂量-反应函数

How Does Incarceration Affect Reoffending? Estimating the Dose-Response Function
Journal of Political Economy · 2021 · Evan K. Rose、Yotam Shem-Tov

中文摘要

我们利用北卡罗来纳州量刑指南中的不连续性,研究监禁对再犯的因果效应。断点回归分析表明,1年的监禁导致自量刑起3年、5年和8年内被重新监禁的可能性分别降低44%、29%和21%。为了解析这些效应背后潜在的异质性剂量-反应关系,我们构建了一个关于刑期与累犯的计量经济学模型。我们发现,监禁具有实质性的降低再犯的平均效应,且该效应随监禁时长增加而减弱。因此,在预算中性下缩短刑期并提高监禁率,可以降低累犯率。

Abstract

We study the causal effect of incarceration on reoffending using discontinuities in North Carolina’s sentencing guidelines. A regression discontinuity analysis shows that 1 year of incarceration causes a reduction in the likelihood of being reincarcerated within 3, 5, and 8 years from sentencing by 44%, 29%, and 21%, respectively. To parse the potentially heterogeneous dose response relationship underlying these effects, we develop an econometric model of prison sentences and recidivism. We find that incarceration has meaningful reoffending-reducing average effects that diminish in incarceration length. As a result, budget-neutral reductions in sentence length combined with increases in incarceration rates can decrease recidivism.
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