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附带性决策:以审前羁押与刑事法院为例

Collateral Decision-Making: The Case of Pretrial Detention and the Criminal Courts
American Sociological Review · 2026 · Caylin Louis Moore

中文摘要

研究表明,刑罚国家的介入会带来广泛的有害后果,但现有理论阐释往往聚焦于污名或排斥,使个体决策所扮演的角色未获充分阐明。为弥补这一不足,我提出"附带性决策"概念:即身处刑事法律制度中的个体做出在另一制度中产生不利后果的决策的过程,无论该制度处于刑事法律领域之内还是之外。通过这一过程,个体重新调整其在特定制度中的行动方式,以减轻刑事法律制度所造成的负面经历。我分析了对其时同时身处监狱与刑事法院——这两个构成不同结构性约束、职能与决策节点的国家机构——的65名审前被羁押者的深度访谈。研究结果显示了审前羁押的不利处境为何以及如何重新校准决策并转化为不利的法庭结果:被羁押者接受辩诉协议,以逃避暴力、法院羁押候审室中的痛苦与恶劣的监狱条件,并应对主要照护者的角色紧张——即使在此过程中他们仍坚称自己无罪。分析还揭示,被羁押者有时会放弃法律顾问可能带来的益处,这有力地说明了这一决策在监狱羁押的结构性约束内看似合理,却最终再现了制度性不利处境。研究结果表明,刑罚国家的介入如何跨越制度边界层层传导,塑造个体行为并强化社会不平等。

Abstract

Research shows that penal state involvement facilitates a wide range of detrimental consequences, yet existing theoretical accounts tend to focus on stigma or exclusion, leaving the role of individual decision-making underspecified. To address this gap, I advance the concept of collateral decision-making: the process by which individuals, embedded in a criminal legal institution, make decisions that carry adverse consequences in another institution, whether within or beyond the criminal legal sphere. Through this process, individuals reframe how they navigate a particular institution to mitigate negative experiences generated by a criminal legal institution. I analyze in-depth interviews with 65 pretrial detainees simultaneously embedded in jails and criminal courts—two state institutions that constitute distinct structural constraints, functions, and decision-making points. The findings expose why and how the disadvantage of pretrial detention recalibrates decision-making and translates into unfavorable court outcomes, as detainees accept plea agreements to escape violence, the misery of court holding tanks, poor jail conditions, and address primary-caregiver role strain—even while maintaining their innocence. The analysis also reveals that detainees sometimes forgo the potential benefit of legal counsel, offering a compelling account of how this decision appears reasonable within the structural constraints of jail detention, yet ultimately reproduces institutional disadvantage. The findings illustrate how penal state involvement cascades across institutional boundaries, shaping individual behavior and reinforcing social disparities.
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