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镇压与威权巩固

Repression and autocratic consolidation
Games and Economic Behavior · 2026 · Livio Di Lonardo、Jessica Sun、Scott A. Tyson

中文摘要

我们构建了一个威权政体的动态模型,其中镇压有助于平息紧迫威胁,提高威权者的生存概率或完全遏制挑战,但代价是牺牲了那些能够降低民众不满与未来反对派动员的政策。我们的主要贡献是刻画了一个唯一的平稳马尔可夫完美均衡,该均衡呈现三种形式之一:威慑,即威权者从不受到挑战;不稳定,即每一期都发生挑战;或威慑/抗争混合策略均衡,其中既有威慑时期,也有发生挑战的时期。混合策略均衡之所以出现,是因为当反对派预期未来会有挑战机会时,他们在当下更容易被威慑。随后,我们考察旨在保护反对派或推动民主化的间接外国干预——例如制裁或扣留援助。即使在理想条件下,此类干预也无法同时实现这两个目标。

Abstract

We develop a dynamic model of autocracy in which repression helps quell acute threats, increasing an autocrat’s survival probability or deterring challenges altogether, but at the expense of policies that reduce popular discontent and future opposition mobilization. Our main contribution is characterizing a unique stationary Markov Perfect equilibrium, which takes one of three forms: deterrence, where the autocrat is never challenged; instability, where challenges occur every period; or a deterrence/contention mixed-strategy equilibrium with periods of deterrence and periods with challenges. The mixed-strategy equilibrium arises because the opposition is easier to deter today when they expect opportunities to challenge in the future. We then examine indirect foreign interference–such as sanctions or withholding aid–aimed at protecting the opposition or promoting democratization. Even under ideal conditions, such interference cannot achieve both goals simultaneously.
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